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SEC Roundup

ICAN

SEC Roundup brings you inside conversations with securities law experts, former regulators, and industry leaders to examine the real-world impacts of SEC enforcement actions and rulemaking. Hosted by ICAN's Nicolas Morgan and Thomas Zaccaro, both former SEC enforcement attorneys, this series cuts through legal jargon to provide clear analysis of how SEC policies affect everyday investors and entrepreneurs. From landmark court decisions to regulatory developments, SEC Roundup delivers expert perspective on the critical balance between effective regulation and market freedom.

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Эпизоды

29 эпизодов

  1. SEC Roundup Ep 106: Can a Blockchain Be the Official Record of Who Owns What? 30:08
  2. SEC Roundup 105: The SEC Pay-to-Play Repeal Illusion 18:06
  3. SEC Roundup Ep 104: Fix the Gate, Don't Shoot the Gatekeeper 19:17
  4. SEC Roundup Ep 103: The Delisting Cliff – How Nasdaq's $5M Rule Threatens Small Public Companies 40:24
  5. SEC Roundup Ep 102: Regulation by Delay - How the SEC has Weaponized the Wells Process 23:42
  6. SEC Roundup 101: The SEC's Narrow Supreme Court Win—A Single Battle in a War to Come 20:06
  7. 100 Episodes Later—ICAN’s Top 5 Showdowns Against SEC Overreach 16:48
  8. SEC Roundup 99: Regulatory Capture or Power to the People—What do SEC rule comment letters tell us? 25:16
  9. SEC Roundup 98: How the SEC Unlawfully Delayed a Case for Ten Years 23:31
  10. SEC Roundup 97: Why Everyone is Suing the SEC 21:36
  11. SEC Roundup 96: Inside the 2026 Enforcement Manual Updates 32:11
  12. SEC Roundup 95: Investigative Slop & Hallucinations—The Dark Side of the SEC's New AI Task Force 25:51
  13. SEC Roundup 94: 4 Big Cases to Watch in 2026 46:52
  14. SEC Roundup 93: Is the SEC’s Penalty System Broken? 19:57
  15. SEC Roundup 92: Victimless Disgorgement? The SEC Seeks SCOTUS Endorsement 16:47
  16. SEC Roundup 91: SolarWinds vs. SEC: The "Abrupt Surrender" That Shocked the Industry 34:27
  17. SEC Roundup 90: Is Regulation by Enforcement Dead? Former SEC Economists explain the “Atkins Effect” 14:45
  18. SEC Roundup 89: Weaponizing the PCAOB? Four Professors Expose the PCAOB's "Punitive" Enforcement and Broken Incentives 25:38
  19. SEC Roundup 88: Expanding Investor Choices - How Optional Semi-Annual Reporting & Arbitration Mandates Could Revitalize Public Markets 21:35
  20. SEC Roundup 87: Day Traders vs. FINRA - The Fight to Reform the $25K PDT Rule 24:20
  21. SEC Roundup 86: Meme Stocks, Free Speech, and Market Mayhem 19:17
  22. SEC Roundup 85: The a16z Policy Proposal That Could Flip the SEC’s Approach to Crypto 11:35
  23. SEC Roundup 84: Cracks in the CAT — Court Rules Against SEC’s Massive Surveillance Tool 15:55
  24. SEC Roundup 83: SEC Staff Gone Rogue—Federal Action Without Commission Approval 41:56
  25. SEC Roundup 82: No Harm, Big Money! Is the SEC Overreaching on Disgorgement? 15:08
  26. SEC Roundup 81: Crypto Clarity at the SEC—New Approaches, New Hope 27:12
  27. SEC Roundup 80: Challenging the SEC’s Silent Sanctions and Lifelong Penalties 22:57
  28. SEC Roundup 79: SEC Backs Off Dealer Rule, But Legal Uncertainty Remains 15:18
  29. SEC Roundup 78: ASA Challenges the Constitutionality of the MSRB 18:31