Regulate THIS!
You Don't Know What You Don't Know - With Guest Michaela
42:00
Think your firm's compliance is "basic"? Think again. 👀
In this episode, Leila and Tracie sit down with compliance officer Michaela — who started at the firm as an admin for all of three hours before being promoted — to break down the compliance mistakes that even experienced professionals are getting wrong.
From inconsistent documentation and copy-pasted client agreements to overloaded…